Your Guaranteed Liability Shield Solving Provision 29
The **Agentic Governance Framework (AGF)** is the only patent pending solution that programmatically **blocks** non-compliant AI decisions in real-time, providing the auditable evidence your Audit Committee requires for the **FRC's 2026 mandate.**
Executive Assurance: Transferring Systemic Liability
The AGF is not just software; it is a **liability transfer mechanism.** It shifts the conversation from "Did we break the rules?" to "We have auditable proof we prevented the violation."
For the CFO: Financial Protection
**Mitigate Fines:** Systemically prevents automated breaches that lead to FCA/DORA penalties.
**Audit Certainty:** Provides the IAL required for a 'clean bill of health' on Provision 29 controls.
For the CRO: Risk Management
**Mandatory Control:** Establishes the necessary control point to manage risk from all autonomous agents.
**Partner Validation:** Assures regulators and partners (Plaid, Tink) that their systems are compliance-hardened.
The Agentic Governance Framework (AGF)
✓ Real-Time Constraint Enforcement The AGF sits as a **mandatory choke-point** between the AI model and execution. It instantly verifies the decision against your Codified Compliance Rules (CCR)—e.g., Fair Lending, Ethics Policy—and **blocks** non-compliant actions in under 5ms. ✓ Patented Immutable Audit Log (IAL) Every enforcement decision (PASS or BLOCK) is chained and cryptographically signed. This provides an **unimpeachable, tamper-proof audit trail** that satisfies the legal and governance demands of Provision 29 and DORA traceability requirements. ✓ Reg-to-Code Translation IP We turn opaque regulations (like the 'good outcomes' principle of Consumer Duty) into machine-readable, enforceable rules. This is your core asset for automating regulatory compliance across all business units.
The Governance Mandate: Why The Board Needs AGF
P29: The Deadline
Mandated Controls Effectiveness (2026)
The FRC’s enhanced Provision 29 requires Boards of Premium Listed companies to provide **verifiable evidence** that their internal controls and risk management systems—including AI—are *effective* and continuously monitored. Current monitoring tools fail this audit test.
DORA: Operational Risk
Traceability of Digital Third-Party Risk
For banks operating in the EU, **DORA** mandates deep traceability of third-party ICT risk. Without the AGF's **Immutable Audit Log (IAL)**, verifying the compliance of outsourced AI decisions becomes a critical operational and legal vulnerability.
FCA: Consumer Duty
Automated Non-Compliance Risk
The widespread use of AI for pricing, lending, and claims exposes firms to systemic, automated breaches of **Consumer Duty**. The AGF is the necessary guardrail to prevent mass non-compliance and resulting regulatory fines.
The Clock is Ticking for 2026.
Your preparation for the FRC's new mandate must begin now. Schedule a private 15-minute session to understand the AGF's patented IP and its application to your specific compliance framework.